Due Diligence ML-TF risk PEP AML regulatory Compliance Screening and Monitoring
Our client, an European Institution is looking for a Compliance Officer who speaks English, to integrate the Risk & Compliance department. This is a temporary contract until the end of the year.
The candidate supports the Compliance Screening and Monitoring Unit’s activities in the area of Counterparty Due Diligence activities upon periodic review of our client counterparties. In particular, this concerns name screening and assessment of ML-TF risk factors (including assessment of the of impact ratings of PEPs) in order to reassess the ML-TF risk associated with the business relationship. He reviews the Counterparty files on the basis of specific criteria in order to identify and assess ML-TF risk factors and assign, where relevant, a revised compliance risk rating to the counterparty. He controls completeness and accuracy (if applicable) of Counterparty remediation files, performs 2nd level controls of potential compliance risk identified by GR&C-OCCO colleagues, performs 4 eyes controls of data input/correction within the context of the team’s activities, inputs/enrich data when available and flag missing information whenever it is necessary, corrects data or data format, performs reviews/semi-automated screenings of counterparties and their related parties and document results in the relevant tools/systems for validation by the management, performs additional reviews, controls and data corrections as the need arises, tracks progress of the counterparties and related parties under review, supports the reporting and inform the relevant stakeholders accordingly. The candidate reports to the Head of CSM Unit and cooperates closely with the CSM team members as well as with other GR&C-OCCO staff members and with various business stakeholders such as PMM and JMO.
The ideale candidate has a university degree in a relevant field, preferably complemented with a certification in Compliance and he has at least 3 years of professional experience in the field of customer due diligence activities. Experience in related remediation projects would be an advantage. He has also a good knowledge of the AML regulatory framework with a solid experience in document drafting (English) and preparation of presentations. The candidate has excellent knowledge of standard Microsoft desktop tools (particularly Windows, MS Office, Web browsers, Adobe, etc.). Some knowledge of Document management Systems (e.g. GED and Microsoft SharePoint), web Development and content management systems would be an advantage. He has also an excellent knowledge of English. French would be an advantage the same as another knowledge of other EU languages. #1298012
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Tipo de oportunidade
Área de especialidade
Banking and Insurance
Depends on profile
Falar com um Consultor
Fale com Christelle Behi, o consultor especializado responsável por esta oferta de emprego, localizado em Luxembourg